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・ Manning Massif
・ Manning Memorial Light
・ Manning Nash
・ Manning Nunataks
・ Manning O'Brine
・ Manning Passing Academy
・ Manning Point, New South Wales
・ Manning Publications
・ Manning Rangers F.C.
・ Manning Rare Woods Collection
・ Manning River
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・ Manning River snapping turtle
・ Manning Road
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Manning rule
・ Manning School of Business
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・ Manning the rail
・ Manning Wardle
・ Manning Whiley
・ Manning's Cafeterias
・ Manning, Alberta
・ Manning, Iowa
・ Manning, Kansas
・ Manning, Lee and Moore Law Office
・ Manning, Maxwell and Moore
・ Manning, North Dakota
・ Manning, Oregon


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Manning rule : ウィキペディア英語版
Manning rule
The Manning rule is an informal name for a financial industry rule in the United States: Financial Industry Regulatory Authority (FINRA) regulation, Rule 5320.
The Manning rule prohibits a FINRA member firm from placing the firm's interest before/above the financial interests of a client.
For example, when a securities firm is holding a customer limit order (a limit order is an instruction to buy or sell securities at a certain price), the firm cannot ignore that order.
The firm cannot trade for their account using a price that would satisfy the customer's limit order without executing the customer limit order. The rule is applicable both in normal trading hours and in the extended hours trading sessions.
The rule is named after William Manning, a co-founder of Manning & Napier (an investment management firm), who's been an advocate for investor protection.〔(【引用サイトリンク】title=Manning & Napier – About – The Manning Rule )
== References ==


抄文引用元・出典: フリー百科事典『 ウィキペディア(Wikipedia)
ウィキペディアで「Manning rule」の詳細全文を読む



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